Am I required to file SEC Reg D if I raise equity? Will the i-Bank I work for find out?
I am under LOI on a deal while working full time as a FINRA registered investment banker. I planned to raise equity, close the deal, and then let the seller run the business for 2.5 months until I quit my job after receiving my bonus. I just learned I may have to file Reg D either right at close or 15 days after closing which means there is a high chance I will get flagged at my firm before I get my bonus, which means I would likely get fired. How has the community navigated this? Just so people know my relative timeline: Target close date: Jan 4 Bonus pay date: Mar 1 Quit: I would quit right away on March 1 as soon as bonus hits my bank account Transition - Would announce the transaction to company and start transition march 15 Any advice would be greatly appreciated!